Compliance activity reporting
To enhance transparency and assist stakeholders to understand how ASX interprets and applies its Listing Rules and Operating Rules, ASX Compliance publishes on a regular basis information on its compliance activity.
Compliance activity reporting
To enhance transparency and assist stakeholders to understand how ASX interprets and applies its Listing Rules and Operating Rules, ASX Compliance publishes on a regular basis information on its compliance activity.
Name | Size |
---|---|
Declined listing and waiver applications
April - June 2019 |
552KB |
Declined listing and waiver applications
January - March 2019 |
551KB |
Declined listing and waiver applications
October - December 2018 |
561KB |
Declined listing and waiver applications
April - June 2018 |
368KB |
Declined listing and waiver applications
January - March 2018 |
359KB |
Declined listing and waiver applications
October - December 2017 |
448KB |
Declined listing and waiver applications
July - September 2017 |
356KB |
Declined listing and waiver applications
April - June 2017 |
360KB |
Declined listing and waiver applications
January - March 2017 |
343KB |
Declined listing and waiver applications
October - December 2016 |
361KB |
Declined listing and waiver applications
July - September 2016 |
441KB |
Declined listing and waiver applications
January - June 2016 |
480KB |
Reports highlighting potential areas of concern for ASX and of ASX's enforcement activities in those areas are available here.