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Compliance activity reporting

To enhance transparency and assist stakeholders to understand how ASX interprets and applies its Listing Rules and Operating Rules, ASX Compliance publishes on a regular basis information on its compliance activity.

Listings Compliance quarterly report

Declined listing and waiver applications (up to June 2019)

Name Size
Declined listing and waiver applications
April - June 2019
552KB
Declined listing and waiver applications
January - March 2019
551KB
Declined listing and waiver applications
October - December 2018
561KB
Declined listing and waiver applications
April - June 2018
368KB
Declined listing and waiver applications
January - March 2018
359KB
Declined listing and waiver applications
October - December 2017
448KB
Declined listing and waiver applications
July - September 2017
356KB
Declined listing and waiver applications
April - June 2017
360KB
Declined listing and waiver applications
January - March 2017
343KB
Declined listing and waiver applications
October - December 2016
361KB
Declined listing and waiver applications
July - September 2016
441KB
Declined listing and waiver applications
January - June 2016
480KB

ASX Compliance enforcement activity in relation to the ASX Operating Rules

Reports highlighting potential areas of concern for ASX and of ASX's enforcement activities in those areas are available here.