Compliance activity reporting
To enhance transparency and assist stakeholders to understand how ASX interprets and applies its Listing Rules and Operating Rules, ASX Compliance publishes on a regular basis information on its compliance activity.
| Name | Size |
|---|---|
|
Declined listing and waiver applications
April - June 2019 |
552KB |
|
Declined listing and waiver applications
January - March 2019 |
551KB |
|
Declined listing and waiver applications
October - December 2018 |
561KB |
|
Declined listing and waiver applications
April - June 2018 |
368KB |
|
Declined listing and waiver applications
January - March 2018 |
359KB |
|
Declined listing and waiver applications
October - December 2017 |
448KB |
|
Declined listing and waiver applications
July - September 2017 |
356KB |
|
Declined listing and waiver applications
April - June 2017 |
360KB |
|
Declined listing and waiver applications
January - March 2017 |
343KB |
|
Declined listing and waiver applications
October - December 2016 |
361KB |
|
Declined listing and waiver applications
July - September 2016 |
441KB |
|
Declined listing and waiver applications
January - June 2016 |
480KB |
Reports highlighting potential areas of concern for ASX and of ASX's enforcement activities in those areas are available here.