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ASX Clear (Futures) Operating Rules

Below you will find a list of sections which are available for download in PDF format. PDF documents require Adobe Acrobat Reader.

The sections are available to view only and cannot be printed.

The Rules are also available as subscription services by contacting our Authorised Publisher, LexisNexis at customer.relations@lexisnexis.com.au or phone 180 0772 772.

Guidance Note Date of last re-issue

1

Admission as a Participant  

2

Resigning a Participation

16/10/15

3

Changes in Participation

not yet issued

4

Waivers and In-Principle Advice

27/02/15

5

Suspension and Termination of Participants

31/03/17

6

Privacy Matters

15/06/15

7

Client Agreements

not yet issued

8

Notification Obligations

31/01/19

9

Offshoring and Outsourcing

15/06/15

10 Business Continuity and Disaster Recovery

20/12/19

Name Size Upload Date
September 16-30, 2020
Waiver
84KB 22/10/2020
September 1-15, 2020
Waivers
85KB 12/10/2020
August 16-31, 2020
Waivers
85KB 24/09/2020
August 1-15, 2020
Waivers
85KB 08/09/2020
July 16-31, 2020
Waivers
85KB 20/08/2020
June 16-30, 2020
Waivers
84KB 06/08/2020
July 1-15, 2020
Waivers
85KB 04/08/2020
June 1-15, 2020
Waivers
84KB 06/07/2020
May 16 -31, 2020
Waivers
85KB 24/06/2020
May 1-15, 2020
Waivers
85KB 01/06/2020
April 16-30, 2020
Waivers
85KB 21/05/2020
April 1-15, 2020
Waivers
85KB 05/05/2020
March 16-31, 2020
Waivers
85KB 21/04/2020
March 1-15, 2020
Waivers
85KB 01/03/2020
February 16-29, 2020
Waivers
85KB 16/02/2020
February 1-15, 2020
Waivers
85KB 01/02/2020
January 16-31, 2020
Waivers
133KB 16/01/2020
January 1-15, 2020
Waivers
133KB 01/01/2020
December 16-31, 2019
Waivers
133KB 16/12/2019
December 1-15, 2019
Waivers
133KB 01/12/2019
November 16-30, 2019
Waivers
133KB 16/11/2019
November 1-15, 2019
Waivers
133KB 01/11/2019
October 16-31, 2019
Waivers
133KB 16/10/2019
October 1-15, 2019
Waivers
133KB 01/10/2019
September 16-30, 2019
Waivers
133KB 16/09/2019
September 1-15, 2019
Waivers
133KB 01/09/2019
August 16-31, 2019
Waivers
133KB 16/08/2019
August 1-15, 2019
Waivers
133KB 01/08/2019
July 16-31, 2019
Waivers
133KB 16/07/2019
July 1-15, 2019
Waivers
133KB 01/07/2019
June 16-30, 2019
Waivers
133KB 16/06/2019
June 1-15, 2019
Waivers
133KB 01/06/2019
May 16-31, 2019
Waivers
134KB 16/05/2019
May 1-15, 2019
Waivers
134KB 01/05/2019
April 16-30, 2019
Waivers
133KB 16/04/2019
April 1-15, 2019
Waivers
133KB 01/04/2019
March 16-31, 2019
Waivers
133KB 16/03/2019
March 1-15, 2019
Waivers
133KB 01/03/2019
February 16-28, 2019
Waivers
134KB 16/02/2019
February 1-15, 2019
Waivers
133KB 01/02/2019
January 16-31, 2019
Waivers
133KB 16/01/2019
January 1-15, 2019
Waivers
133KB 01/01/2019
December 16-31, 2018
Waivers
134KB 16/12/2018
December  1-15, 2018
Waivers
134KB 01/12/2018
November 16-30, 2018
Waivers
195KB 16/11/2018
November 1-15, 2018
Waivers
133KB 01/11/2018
October 16-31, 2018
Waivers
134KB 16/10/2018
October 1-15, 2018
Waivers
134KB 01/10/2018
September 16-30, 2018
Waivers
133KB 16/09/2018
September 1-15, 2018
Waivers
133KB 01/09/2018
August 16-31, 2018
Waivers
133KB 16/08/2018
August 1-15, 2018
Waivers
133KB 01/08/2018
July 16-31, 2018
Waivers
134KB 16/07/2018
July 1-15, 2018
Waivers
134KB 01/07/2018
June 16-30, 2018
Waivers
133KB 16/06/2018
June 1-15, 2018
Waivers
133KB 01/06/2018
May 16-31, 2018
Waivers
134KB 16/05/2018
May 1-15, 2018
Waivers
134KB 01/05/2018
April 16-30, 2018
Waivers
133KB 16/04/2018
April 1-15, 2018
Waivers
133KB 01/04/2018
March 16-31, 2018
Waivers
134KB 16/03/2018
March 1-15, 2018
Waivers
134KB 01/03/2018
February 16-28, 2018
Waivers
169KB 16/02/2018
February 1-15, 2018
Waivers
134KB 01/02/2018
January 16-31, 2018
Waivers
134KB 16/01/2018
January 1-15, 2018
Waivers
134KB 01/01/2018
December 16-31, 2017
waivers
133KB 16/12/2017
December 1-15, 2017
waivers
133KB 01/12/2017
November 16-30, 2017
waivers
133KB 16/11/2017
November 1-15, 2017
waivers
133KB 01/11/2017
October 16-31, 2017
waivers
133KB 16/10/2017
October 1-15, 2017
waivers
133KB 01/10/2017
September 16-30, 2017
waivers
133KB 16/09/2017
September 1-15, 2017
waivers
133KB 01/09/2017
August 16-31, 2017
waivers
133KB 16/08/2017
August 1-15, 2017
waivers
133KB 01/08/2017
July 16-31, 2017
waivers
133KB 16/07/2017
July 1-15, 2017
waivers
133KB 01/07/2017
June 16-30, 2017
waivers
133KB 16/06/2017
June 1-15, 2017
waivers
133KB 01/06/2017
May 16-31, 2017
waivers
134KB 16/05/2017
May 1-15, 2017
waivers
134KB 01/05/2017
April 16-30, 2017
waivers
133KB 16/04/2017
April 1-15, 2017
waivers
133KB 01/04/2017
March 16-31, 2017
waivers
133KB 16/03/2017
March 1-15, 2017
waivers
133KB 01/03/2017
February 16-28, 2017
waivers
134KB 16/02/2017
February 1-15, 2017
waivers
133KB 01/02/2017
January 16-31, 2017
waivers
133KB 16/01/2017
January 1-15, 2017
waivers
133KB 01/01/2017
December 16-31, 2016
Waivers
133KB 16/12/2016
December 1-15, 2016
Waivers
133KB 01/12/2016
November 16-30, 2016
Waivers
133KB 16/11/2016
November 1-15, 2016
Waivers
133KB 01/11/2016
October 16-31, 2016
Waivers
133KB 16/10/2016
October 1-15, 2016
Waivers
133KB 01/10/2016
September 16-30, 2016
Waivers
133KB 16/09/2016
September 1-15, 2016
Waivers
133KB 01/09/2016
August 16-31, 2016
Waivers
133KB 16/08/2016
August 1-15, 2016
Waivers
133KB 01/08/2016
July 16-31, 2016
Waivers
133KB 16/07/2016
July 1-15, 2016
Waivers
134KB 01/07/2016
June 16-30, 2016
Waivers
133KB 16/06/2016
June 1-15, 2016
Waivers
133KB 01/06/2016
May 16-31, 2016
Waivers
134KB 16/05/2016
May 1-15, 2016
Waivers
134KB 01/05/2016
April 16-30, 2016
Waivers
133KB 16/04/2016
April 1-15, 2016
Waivers
131KB 01/04/2016
March 16-31, 2016
Waivers
192KB 16/03/2016
March 1-15, 2016
Waivers
131KB 01/03/2016
February 16-29, 2016
Waivers
129KB 16/02/2016
February 1-15, 2016
Waivers
129KB 01/02/2016
January 16-31, 2016
Waivers
542KB 16/01/2016
January 1-15, 2016
Waivers
129KB 01/01/2016
December 16-31, 2015
Waivers
129KB 16/12/2015
December 1-15, 2015
Waivers
129KB 01/12/2015
November 16-30, 2015
Waivers
129KB 16/11/2015
November 1-15, 2015
Waivers
128KB 01/11/2015
October 16-31, 2015
Waivers
129KB 16/10/2015
October 1-15, 2015
Waivers
129KB 01/10/2015
September 16-30, 2015
Waivers
129KB 16/09/2015
September 1-15, 2015
Waivers
128KB 01/09/2015
August 16-31, 2015
Waivers
129KB 16/08/2015
August 1-15, 2015
Waivers
129KB 01/08/2015
July 16-31, 2015
Waivers
129KB 16/07/2015
July 1-15, 2015
Waivers
129KB 01/07/2015
June 16-30, 2015
Waivers
129KB 16/06/2015
June 1-15, 2015
Waivers
128KB 01/06/2015
May 16-31, 2015
Waivers
129KB 16/05/2015
May 1-15, 2015
Waivers
129KB 01/05/2015
April 16-30, 2015
Waivers
190KB 16/04/2015
April 1-15, 2015
Waivers
128KB 01/04/2015
March 16-31, 2015
Waivers
129KB 16/03/2015
March 1-15, 2015
Waivers
129KB 01/03/2015
February 16-28, 2015
Waivers
129KB 16/02/2015
February 1-15, 2015
Waivers
129KB 01/02/2015
January 16-31, 2015
Waivers
129KB 16/01/2015
January 1-15, 2015
Waivers
129KB 01/01/2015
December 16-31, 2014
Waivers
129KB 16/12/2014
December 1-15, 2014
Waivers
129KB 01/12/2014
November 16-30, 2014
Waivers
129KB 16/11/2014
November 1-15, 2014
Waivers
129KB 01/11/2014
October 16-31, 2014
Waivers
129KB 16/10/2014
October 1-15, 2014
Waivers
129KB 01/10/2014
September 16-30, 2014
Waivers
129KB 16/09/2014
September 1-15, 2014
Waivers
129KB 01/09/2014
August 16-31, 2014
Waivers
129KB 16/08/2014
August 1-15, 2014
Waivers
129KB 01/08/2014
July 16-31, 2014
Waivers
129KB 16/07/2014
July 1-15, 2014
Waivers
129KB 01/07/2014
June 16-30, 2014
Waivers
129KB 16/06/2014
June 1 - 15, 2014
Waivers
129KB 01/06/2014
May 16-31, 2014
Waivers
129KB 16/05/2014
May 1-15, 2014
Waivers
129KB 01/05/2014
April 16-30, 2014
Waivers
129KB 16/04/2014
April 1-15, 2014
Waivers
132KB 01/04/2014
March 16-31, 2014
Waivers
132KB 16/03/2014
March 1-15, 2014
Waivers
132KB 01/03/2014
February 16-28, 2014
Waivers
132KB 16/02/2014
February 1-15, 2014    
Waivers
132KB 01/02/2014
January 16-31, 2014
Waivers
132KB 16/01/2014
January 1-15, 2014
Waivers
132KB 01/01/2014
December 16-31, 2013
Waivers
132KB 16/12/2013
December 1-15, 2013
Waivers
132KB 01/12/2013
November 16-30, 2013
Waivers
132KB 16/11/2013
November 1-15, 2013
Waivers
132KB 01/11/2013
October 16-31, 2013
Waivers
252KB 16/10/2013
October 1-15, 2013
Waivers
128KB 01/10/2013
September 16-30, 2013
Waivers
546KB 16/09/2013
September 1-15, 2013
Waivers
132KB 01/09/2013
August 16-31, 2013
Waivers
131KB 16/08/2013
August 1-15, 2013
Waivers
132KB 01/08/2013
July 16-31, 2013
Waivers
132KB 16/07/2013
July 1-15, 2013
Waivers
132KB 01/07/2013
June 16-30, 2013
Waivers
132KB 16/06/2013
June 1-15, 2013
Waivers
132KB 01/06/2013
May 16-31, 2013
Waivers
132KB 16/05/2013
May 1-15, 2013
Waivers
132KB 01/05/2013
April 16-30, 2013
Waivers
132KB 16/04/2013
April 1-15, 2013
Waivers
132KB 01/04/2013
March 16-31, 2013
Waivers
132KB 16/03/2013
March 1-15, 2013
Waivers
132KB 01/03/2013
February 16-28, 2013
Waivers
132KB 16/02/2013
February 1-15, 2013
Waivers
132KB 01/02/2013
January 16-31, 2013
Waivers
132KB 16/01/2013
January 1-15, 2013
Waivers
132KB 01/01/2013
December 16-31, 2012
Waivers
132KB 16/12/2012
December 1-15, 2012
Waivers
132KB 01/12/2012
November 16-30, 2012
Waivers
132KB 16/11/2012
November 1-15, 2012
Waivers
132KB 01/11/2012
October 16-31, 2012
Waivers
132KB 16/10/2012
October 1-15, 2012
Waivers
132KB 01/10/2012
September 16-30, 2012
Waivers
132KB 16/09/2012
September 1-15, 2012
Waivers
132KB 01/09/2012
August 16-31, 2012
Waivers
132KB 16/08/2012
August 1-15, 2012
Waivers
131KB 01/08/2012
July 16-31, 2012
Waivers
132KB 16/07/2012
July 1-15, 2012
Waivers
132KB 01/07/2012
June 16-30, 2012
Waivers
131KB 16/06/2012
June 1-15, 2012
Waivers
131KB 01/06/2012
May 16-31, 2012
Waivers
193KB 16/05/2012
May 1-15, 2012
Waivers
132KB 01/05/2012
April 16-30, 2012
Waivers
132KB 16/04/2012
April 1-15, 2012
Waivers
132KB 01/04/2012
March 16-31, 2012
Waivers
132KB 16/03/2012
March 1-15, 2012
Waivers
132KB 01/03/2012
February 16-29, 2012
Waivers
132KB 16/02/2012
February 1-15, 2012
Waivers
132KB 01/02/2012
January 16-31, 2012
Waivers
132KB 16/01/2012
January 1-15, 2012
Waivers
132KB 01/01/2012
December 16-31, 2011
Waivers
196KB 16/12/2011
December 1-15, 2011
Waivers
132KB 01/12/2011
November 16-30, 2011
Waivers
192KB 16/11/2011
November 1-15, 2011
Waivers
132KB 01/11/2011
October 16-31, 2011
Waivers
194KB 16/10/2011
October 1-15, 2011
Waivers
132KB 01/10/2011
September 16-30, 2011
Waivers
195KB 16/09/2011
September 1-15, 2011
Waivers
132KB 01/09/2011
August 16-31, 2011
Waivers
256KB 16/08/2011
August 1-15, 2011
Waivers
132KB 01/08/2011
July 16-31, 2011
Waivers
195KB 16/07/2011
July 1-15, 2011
Waivers
132KB 01/07/2011
June 16-30, 2011
Waivers
254KB 16/06/2011
June 1-15, 2011
Waivers
132KB 01/06/2011
May 16-31, 2011
Waivers
133KB 16/05/2011
May 1-15, 2011
Waivers
196KB 01/05/2011
April 16-30, 2011
Waivers
554KB 16/04/2011
April 1-15, 2011
Waivers
132KB 01/04/2011
March 16-31, 2011
Waivers
195KB 16/03/2011