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ASX Listing Rules

Below you will find a list of sections which are available for download in PDF format. PDF documents require Adobe Acrobat Reader.

The sections are available to view only and cannot be printed.

The Rules are available as subscription services by contacting our Authorised Publisher, LexisNexis at customersupport@lexisnexis.com.au or via phone on 1800 772 772. You can also sign up to LexisNexis ASX Alerts service; click here to subscribe for free.

Click here to take the ASX Listing Rules Compliance Course approved for persons responsible for communicating with ASX on Listing Rule matters.

Appendix Description
1A ASX Listing Application and agreement
1B ASX Debt Listing Application
1C ASX Foreign Exempt Listing Application
2A Application for +Quotation of +Securities
3A Timetable
3A.1 Notification of Dividend / Distribution
3A.2 Notification of Interest Payment or Interest Rate Change
3A.3 Notification of Reorganisation of Capital – +Security Consolidation or Split
3A.4 Notification of Reorganisation of Capital – Return of Capital (Cash)
3A.5 Notification of Reorganisation of Capital – Return of Capital by way of In Specie Distribution of +Securities in Another Entity
3A.6 Notification of Call – No Liability Company or Call/Instalment – Entities Except No Liability Companies
3B New issue announcement, application for quotation of additional securities and agreement
3C Announcement of Buy-back (Except Minimum Holding Buy-back)
3D [Deleted]
3E [Deleted]
3F [Deleted]
3G Notification of Issue, Conversion or Payment up of Equity Securities
3H Notification of cessation of +securities
3X Initial Director's Interest Notice
3Y Change of Director’s Interest Notice
3Z Final Director’s Interest Notice
4A Statement of CDIs on Issue
4B Half Yearly/Preliminary Final Report - Superseded. Please use Appendix 4D
4C Quarterly Cash Flow Report for Entities Subject to Listing Rule 4.7B
4D Half Year Report Period ending on or after 30 June 2003
4E Preliminary Final Report Period ending on or after 30 June 2003
4F Change of balance date 12 month period ending on or after 30 June 2003
4G Key to Disclosures Corporate Governance Council Principles and Recommendations
5A Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves
5B Mining Exploration Entity or Oil and Gas Exploration Entity Quarterly Cash Flow Report
6A Timetables
7A Timetables
8A Time Limits
9A Restriction Deed
9B Restrictions on +Securities
9C Restriction notice
15A Provisions required by rule 15.11.1
15B Provisions required by rule 15.11.1
Name Size
1. Applying for Admission - ASX listings 
797KB
2. Stapled Securities
81KB
3. Co-operatives and Mutuals Listing on ASX
499KB
4. Foreign Entities Listing on ASX
603KB
5. CHESS Depositary Interests
493KB
6. Trusts
69KB
7. US Entities – Regulation S Offerings on ASX
520KB
8. Continuous Disclosure: Listing Rules 3.1 - 3.1B
1MB
9. Disclosure of Corporate Governance Practices
622KB
10. Review of Operations and Activities: Listing Rule 4.10.17
160KB
11. Restricted Securities and Voluntary Escrow
872KB
12. Significant Changes to Activities
866KB
13. Spin-outs of Major Assets
305KB
14. ASX Market Announcements Platform
512KB
15. ASX Listing Fees
112KB
15a. Schedule of ASX Listing Fees
146KB
16. Trading Halts
178KB
17. Waivers and In-Principle Advice
472KB
18. Market Codes and Trading Procedures
95KB
Guidance Note 19 - Performance Shares
570KB
20. ASX Online
518KB
21. The Restrictions on Issuing Equity Securities in Chapter 7 of the Listing Rules
797KB
22. Director Disclosure of Interests and Transactions in Securities - Obligations of Listed Entities
135KB
23. Quarterly Reports
484KB
24. Acquisitions and Disposals of Substantial Assets Involving Persons in a Position of Influence
417KB
25. Issues of Equity Securities to Persons in a Position of Influence
510KB
26. Management Agreements
125KB
27. Trading Policies
362KB
28. Reasonable Fees for Activities Covered by Listing Rule 8.14.1
70KB
29. Applying for Admission – ASX Debt Listings
377KB
30. Notifying Changes in Issued Securities and Applying for Quotation of New or Additional Securities
766KB
31. Reporting on Mining Activities
162KB
32. Reporting on Oil & Gas Activities
126KB
33. Removal of Entities from the ASX Official List
323KB
34. Naming Conventions for Debt and Hybrid Securities
254KB
35. Security Holder Resolutions
462KB
Name Size Upload Date
ASX Listing Rule Waivers: May 16-31 2022
Waivers
141KB 27/06/2022
ASX Listing Rule Waivers: May 1-15, 2022
Waivers
218KB 08/06/2022
ASX Listing Rule Waivers: April 16-30, 2022
Waivers
117KB 24/05/2022
ASX Listing Rule Waivers: April 1-15, 2022
Waivers
143KB 16/05/2022
ASX Listing Rule Waivers: March 16-31, 2022
Waivers
142KB 11/05/2022
ASX Listing Rule Waivers: March 1-15, 2022
Waivers
168KB 08/04/2022
ASX Listing Rule Waivers: February 16-28, 2022
Waivers
142KB 23/03/2022
ASX Listing Rule Waivers: February 1-15, 2022
Waivers
123KB 03/03/2022
ASX Listing Rule Waivers: January 16-31, 2022
Waivers
143KB 16/02/2022
ASX Listing Rule Waivers: January 1-15, 2022
Waivers
127KB 04/02/2022
ASX Listing Rule Waivers: December 16-31, 2021
Waivers
218KB 27/01/2022
ASX Listing Rule Waivers: December 1-15, 2021
Waivers
184KB 13/01/2022
ASX Listing Rule Waivers: November 16-30, 2021
Waivers
199KB 21/12/2021
ASX Listing Rule Waivers: November 1-15, 2021
Waivers
191KB 08/12/2021
ASX Listing Rule Waivers: October 16-31, 2021
Waivers
164KB 24/11/2021
ASX Listing Rule Waivers: October 1-15, 2021
Waivers
215KB 09/11/2021
ASX Listing Rule Waivers: September 16-30, 2021
Waivers
191KB 21/10/2021
ASX Listing Rule Waivers: September 1-15, 2021
Waivers
227KB 11/10/2021
ASX Listing Rule Waivers: August 16-31, 2021
Waivers
195KB 27/09/2021
ASX Listing Rule Waivers: August 1-15, 2021
Waivers
154KB 13/09/2021
ASX Listing Rule Waivers: July 16-31, 2021
Waivers
179KB 26/08/2021
ASX Listing Rule Waivers: July 1-15, 2021
Waivers
182KB 10/08/2021
ASX Listing Rule Waivers: June 16-30, 2021
Waivers
218KB 22/07/2021
ASX Listing Rule Waivers: June 1-15, 2021
Waivers
156KB 12/07/2021
ASX Listing Rule Waivers: May 16-31, 2021
Waivers
189KB 23/06/2021
ASX Listing Rule Waivers: May 1-16, 2021
Waivers
230KB 09/06/2021
ASX Listing Rule Waivers: April 16-30, 2021
Waivers
189KB 26/05/2021
ASX Listing Rule Waivers: April 1-15, 2021
Waivers
166KB 13/05/2021
ASX Listing Rule Waivers: March 16-31, 2021
Waivers
254KB 23/04/2021
ASX Listing Rule Waivers: March 1-15, 2021
Waivers
141KB 08/04/2021
ASX Listing Rule Waivers: February 16-28, 2021
Waivers
140KB 22/03/2021
ASX Listing Rule Waivers: February 1-15, 2021
Waivers
192KB 10/03/2021
ASX Listing Rule Waivers: January 16-31, 2021
Waivers
120KB 23/02/2021
ASX Listing Rule Waivers: January 1-15, 2021
Waivers
153KB 08/02/2021
ASX Listing Rule Waivers: December 16-31, 2020
Waivers
312KB 28/01/2021
ASX Listing Rule Waivers: December 1-15, 2020
Waivers
190KB 14/01/2021
ASX Listing Rule Waivers: November 16-30, 2020
Waivers
181KB 07/01/2021
ASX Listing Rule Waivers: November 1-15, 2020
Waivers
133KB 07/12/2020
ASX Listing Rule Waivers: October 16-31, 2020
Waivers
243KB 24/11/2020
ASX Listing Rule Waivers: October 1-15, 2020
Waivers
132KB 05/11/2020
ASX Listing Rule Waivers: September 16-30, 2020
Waivers
131KB 22/10/2020
ASX Listing Rule Waivers: September 1-15, 2020
Waivers
166KB 12/10/2020
ASX Listing Rule Waivers: August 16-31, 2020
Waivers
186KB 24/09/2020
ASX Listing Rule Waivers: August 1-15, 2020
Waivers
134KB 08/09/2020
ASX Listing Rule Waivers: July 16-31, 2020
Waivers
152KB 20/08/2020
ASX Listing Rule Waivers: July 1-15, 2020
Waivers
209KB 04/08/2020
ASX Listing Rule Waivers: June 16-30, 2020
Waivers
208KB 20/07/2020
ASX Listing Rule Waivers: June 1-15, 2020
Waivers
143KB 06/07/2020
ASX Listing Rule Waivers: May 16-31, 2020
Waivers
139KB 31/05/2020
ASX Listing Rule Waivers: May 1-15, 2020
Waivers
196KB 30/05/2020
ASX Listing Rule Waivers: April 16-30, 2020
Waivers
165KB 21/05/2020
ASX Listing Rule Waivers: April 1-15, 2020
Waivers
145KB 05/05/2020
ASX Listing Rule Waivers: March 16-31, 2020
Waivers
133KB 21/04/2020
ASX Listing Rule Waivers: March 1-15, 2020
Waivers
116KB 01/03/2020
ASX Listing Rule Waivers: February 16-29, 2020
Waivers
169KB 16/02/2020
ASX Listing Rule Waivers: February 1-15, 2020
Waivers
116KB 01/02/2020
ASX Listing Rule Waivers: January 16-31, 2020
Waivers
1MB 16/01/2020
ASX Listing Rule Waivers: January 1-15, 2020
Waivers
1MB 01/01/2020
ASX Listing Rule Waivers: December 16-31, 2019
Waivers
2MB 16/12/2019
ASX Listing Rule Waivers: December 1-15, 2019
Waivers
2MB 01/12/2019
ASX Listing Rule Waivers: November 16-30, 2019
Waivers
1MB 16/11/2019
ASX Listing Rule Waivers: November 1-15, 2019
Waivers
2MB 01/11/2019
ASX Listing Rule Waivers: October 16-31, 2019
Waivers
3MB 16/10/2019
ASX Listing Rule Waivers: October 1-15, 2019
Waivers
4MB 01/10/2019
ASX Listing Rule Waivers: September 16-30 2019
Waivers
2MB 16/09/2019
ASX Listing Rule Waivers: September 1-15, 2019
Waivers
1MB 01/09/2019
ASX Listing Rule Waivers: August 16-31, 2019
Waivers
2MB 16/08/2019
ASX Listing Rule Waivers: August 1-15, 2019
Waivers
1MB 01/08/2019
ASX Listing Rule Waivers: July 16-31, 2019
Waivers
1MB 16/07/2019
ASX Listing Rule Waivers: July 1-15, 2019
Waivers
1MB 01/07/2019
ASX Listing Rule Waivers: June 16-30, 2019
Waivers
2MB 16/06/2019
ASX Listing Rule Waivers: June 1-15, 2019
Waivers
1MB 01/06/2019
ASX Listing Rule Waivers: May 16-31, 2019
Waivers
1MB 16/05/2019
ASX Listing Rule Waivers: May 1-15, 2019
Waivers
1MB 01/05/2019
ASX Listing Rule Waivers: April 16-30, 2019
Waivers
2MB 16/04/2019
ASX Listing Rule Waivers: April 1-15, 2019
Waivers
2MB 01/04/2019
ASX Listing Rule Waivers: March 16-31, 2019
Waivers
2MB 16/03/2019
ASX Listing Rule Waivers: March 1-15, 2019
Waivers
1MB 01/03/2019
ASX Listing Rule Waivers: February 16-28, 2019
Waivers
1MB 16/02/2019
ASX Listing Rule Waivers: February 1-15, 2019
Waivers
506KB 01/02/2019
ASX Listing Rule Waivers: January 16-31, 2019
Waivers
1MB 16/01/2019
ASX Listing Rule Waivers: January 1-15, 2019
Waivers
1MB 01/01/2019
ASX Listing Rule Waivers: December 16-31, 2018
Waivers
1MB 16/12/2018
ASX Listing Rule Waivers: December 1-15, 2018
Waivers
914KB 01/12/2018
ASX Listing Rule Waivers: November 16-30, 2018
Waivers
2MB 16/11/2018
ASX Listing Rule Waivers: November 1-15, 2018
Waivers
1MB 01/11/2018
ASX Listing Rule Waivers: October 16-31, 2018
Waivers
3MB 16/10/2018
ASX Listing Rule Waivers: October 1-15, 2018
Waivers
3MB 01/10/2018
ASX Listing Rule Waivers: September 16-30, 2018
Waivers
1MB 16/09/2018
ASX Listing Rule Waivers: September 1-15, 2018
Waivers
621KB 01/09/2018
ASX Listing Rule Waivers: August 16-31, 2018
Waivers
3MB 16/08/2018
ASX Listing Rule Waivers: August 1-15, 2018
Waivers
867KB 01/08/2018
ASX Listing Rule Waivers: July 16-31, 2018
Waivers
2MB 16/07/2018
ASX Listing Rule Waivers: July 1-15, 2018
Waivers
2MB 01/07/2018
ASX Listing Rule Waivers: June 16-30, 2018
Waivers
1MB 16/06/2018
ASX Listing Rule Waivers: June 1-15, 2018
Waivers
1MB 01/06/2018
ASX Listing Rule Waivers: May 16-31, 2018
Waivers
1MB 16/05/2018
ASX Listing Rule Waivers: May 1-15, 2018
Waivers
1MB 01/05/2018
ASX Listing Rule Waivers: April 16-30, 2018
Waivers
1MB 16/04/2018
ASX Listing Rule Waivers: April 1-15, 2018
Waivers
3MB 01/04/2018
ASX Listing Rule Waivers: March 16-31, 2018
Waivers
2MB 16/03/2018
ASX Listing Rule Waivers: March 1-15, 2018
Waivers
1MB 01/03/2018
ASX Listing Rule Waivers: February 16-28, 2018
Waivers
866KB 16/02/2018
ASX Listing Rule Waivers: February 1-15, 2018
Waivers
926KB 01/02/2018
ASX Listing Rule Waivers: January 16-31, 2018
Waivers
2MB 16/01/2018
ASX Listing Rule Waivers: January 1-15, 2018
Waivers
937KB 01/01/2018
ASX Listing Rule Waivers: December 16-31, 2017
Waivers
931KB 16/12/2017
ASX Listing Rule Waivers: December 1-15, 2017
Waivers
2MB 01/12/2017
ASX Listing Rule Waivers: November 16-30, 2017
Waivers
4MB 16/11/2017
ASX Listing Rule Waivers: November 1-15, 2017
Waivers
2MB 01/11/2017
ASX Listing Rule Waivers: October 16-31, 2017
Waivers
3MB 16/10/2017
ASX Listing Rule Waivers: October 1-15, 2017
Waivers
2MB 01/10/2017
ASX Listing Rule Waivers: September 16-30, 2017
Waivers
2MB 16/09/2017
ASX Listing Rule Waivers: September 1-15, 2017
Waivers
2MB 01/09/2017
ASX Listing Rule Waivers: August 16-31, 2017
Waivers
2MB 16/08/2017
ASX Listing Rule Waivers: August 1-15, 2017
Waivers
1MB 01/08/2017
ASX Listing Rule Waivers: July 16-31, 2017
Waivers
2MB 16/07/2017
ASX Listing Rule Waivers: July 1-15, 2017
Waivers
800KB 01/07/2017
ASX Listing Rule Waivers: June 16-30, 2017
Waivers
2MB 16/06/2017
ASX Listing Rule Waivers: June 1-15, 2017
Waivers
1MB 01/06/2017
ASX Listing Rule Waivers: May 16-31, 2017
Waivers
1MB 16/05/2017
ASX Listing Rule Waivers: May 1-15, 2017
Waivers
1MB 01/05/2017
ASX Listing Rule Waivers: April 16-30, 2017
Waivers
1MB 16/04/2017
ASX Listing Rule Waivers: April 1-15, 2017
Waivers
1MB 01/04/2017
ASX Listing Rule Waivers: March 16-31, 2017
Waivers
2MB 16/03/2017
ASX Listing Rule Waivers: March 1-15, 2017
Waivers
1MB 01/03/2017
ASX Listing Rule Waivers: February 16-28, 2017
Waivers
922KB 16/02/2017
ASX Listing Rule Waivers: February 1-15, 2017
Waivers
1MB 01/02/2017
ASX Listing Rule Waivers: January 16-31, 2017
Waivers
1MB 16/01/2017
ASX Listing Rule Waivers: January 1-15, 2017
Waivers
865KB 01/01/2017
ASX Listing Rule Waivers: December 16-31, 2016
Waivers
1MB 16/12/2016
ASX Listing Rule Waivers: December 1-15, 2016
Waivers
1MB 01/12/2016
ASX Listing Rule Waivers: November 16-30, 2016
Waivers
1MB 16/11/2016
ASX Listing Rule Waivers: November 1-15, 2016
Waivers
2MB 01/11/2016
ASX Listing Rule Waivers: October 16-31, 2016
Waivers
3MB 16/10/2016
ASX Listing Rule Waivers: October 1-15, 2016
Waivers
2MB 01/10/2016
ASX Listing Rule Waivers: September 16-30, 2016
Waivers
3MB 16/09/2016
ASX Listing Rule Waivers: September 1-15, 2016
Waivers
909KB 01/09/2016
ASX Listing Rule Waivers: August 16-31, 2016
Waivers
2MB 16/08/2016
ASX Listing Rule Waivers: August 1-15, 2016
Waivers
1MB 01/08/2016
ASX Listing Rule Waivers: July 16-31, 2016
Waivers
2MB 16/07/2016
ASX Listing Rule Waivers: July 1-15, 2016
Waivers
1MB 01/07/2016
ASX Listing Rule Waivers: June 16-30, 2016
Waivers
3MB 16/06/2016
ASX Listing Rule Waivers: June 1-15, 2016
Waivers
2MB 01/06/2016
ASX Listing Rule Waivers: May 16-31, 2016
Waivers
1MB 16/05/2016
ASX Listing Rule Waivers: May 1-15, 2016
Waivers
2MB 01/05/2016
ASX Listing Rule Waivers: April 16-30, 2016
Waivers
2MB 16/04/2016
ASX Listing Rule Waivers: April 1-15, 2016
Waivers
1MB 01/04/2016
ASX Listing Rule Waivers: March 16-31, 2016
Waivers
1MB 16/03/2016
ASX Listing Rule Waivers: March 1-15, 2016
Waivers
1MB 01/03/2016
ASX Listing Rule Waivers: February 16-29, 2016
Waivers
2MB 16/02/2016
ASX Listing Rule Waivers: February 1-15, 2016
Waivers
1MB 01/02/2016
ASX Listing Rule Waivers: January 16-31, 2016
Waivers
1MB 16/01/2016
ASX Listing Rule Waivers: January 1-15, 2016
Waivers
1MB 01/01/2016
ASX Listing Rule Waivers: December 16-31, 2015
Waivers
1MB 16/12/2015
ASX Listing Rule Waivers: December 1-15, 2015
Waivers
2MB 01/12/2015
ASX Listing Rule Waivers: November 16-30, 2015
Waivers
2MB 16/11/2015
ASX Listing Rule Waivers: November 1-15, 2015
Waivers
2MB 01/11/2015
ASX Listing Rule Waivers: October 16-31, 2015
Waivers
2MB 16/10/2015
ASX Listing Rule Waivers: October 1-15, 2015
Waivers
3MB 01/10/2015
ASX Listing Rule Waivers: September 16-30, 2015
Waivers
2MB 16/09/2015
ASX Listing Rule Waivers: September 1-15, 2015
Waivers
1MB 01/09/2015
ASX Listing Rule Waivers: August 16-31, 2015
Waivers
3MB 16/08/2015
ASX Listing Rule Waivers: August 1-15, 2015
Waivers
664KB 01/08/2015
ASX Listing Rule Waivers: July 16-31, 2015
Waivers
1MB 16/07/2015
ASX Listing Rule Waivers: July 1-15, 2015
Waivers
2MB 01/07/2015
ASX Listing Rule Waivers: June 16-30, 2015
Waivers
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ASX Listing Rule Waivers: June 1-15, 2015
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2MB 01/06/2015
ASX Listing Rule Waivers: May 16-31, 2015
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ASX Listing Rule Waivers: May 1-15, 2015
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ASX Listing Rule Waivers: April 16-30, 2015
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ASX Listing Rule Waivers: April 1-15, 2015
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1MB 01/04/2015
ASX Listing Rule Waivers: March 16-31, 2015
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ASX Listing Rule Waivers: March 1-15, 2015
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ASX Listing Rule Waivers: February 16-28, 2015
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ASX Listing Rule Waivers: February 1-15, 2015
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2MB 01/02/2015
ASX Listing Rule Waivers: January 16-31, 2015
Waivers
1MB 16/01/2015
ASX Listing Rule Waivers: January 1-15, 2015
Waivers
781KB 01/01/2015
ASX Listing Rule Waivers: December 16-31, 2014
Waivers
1MB 16/12/2014
ASX Listing Rule Waivers: December 1-15, 2014
Waivers
2MB 01/12/2014
ASX Listing Rule Waivers: November 16-30, 2014
Waivers
2MB 16/11/2014
ASX Listing Rule Waivers: November 1-15, 2014
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2MB 01/11/2014
ASX Listing Rule Waivers: October 16-31, 2014
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ASX Listing Rule Waivers: October 1-15, 2014
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2MB 01/10/2014
ASX Listing Rule Waivers: September 16-30, 2014
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ASX Listing Rule Waivers: September 1-15, 2014
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ASX Listing Rule Waivers: August 16-31, 2014
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ASX Listing Rule Waivers: August 1-15, 2014
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ASX Listing Rule Waivers: July 16-31, 2014
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ASX Listing Rule Waivers: July 1-15, 2014
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ASX Listing Rule Waivers: June 16-30, 2014
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ASX Listing Rule Waivers: May 16-31, 2014
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ASX Listing Rule Waivers: May 1-15, 2014
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846KB 01/05/2014
ASX Listing Rule Waivers: April 16-30, 2014
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ASX Listing Rule Waivers: March 16-31, 2014
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ASX Listing Rule Waivers: February 16-28, 2014
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ASX Listing Rule Waivers: February 1-15, 2014
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221KB 01/02/2014
ASX Listing Rule Waivers: January 16-31, 2014
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ASX Listing Rule Waivers: January 1-15, 2014
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1MB 01/01/2014
ASX Listing Rule Waivers: December 16-31, 2013
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ASX Listing Rule Waivers: December 1-15, 2013
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ASX Listing Rule Waivers: October 16-31, 2013
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ASX Listing Rule Waivers: October 1-15, 2013
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ASX Listing Rule Waivers: June 16-30, 2013
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ASX Listing Rule Waivers: June, 2013
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121KB 11/06/2013
ASX Listing Rule Waivers: June 1-15, 2013
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ASX Listing Rule Waivers: May 16-31, 2013
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ASX Listing Rule Waivers: May 1-15, 2013
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ASX Listing Rule Waivers: April 16-30, 2013
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ASX Listing Rule Waivers: April 1-15, 2013
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ASX Listing Rule Waivers: March 16-31, 2013
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ASX Listing Rule Waivers: March 1-15, 2013
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ASX Listing Rule Waivers: February 16-28, 2013
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ASX Listing Rule Waivers: February 1-15, 2013
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ASX Listing Rule Waivers: January 16-31, 2013
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ASX Listing Rule Waivers: January 1-15, 2013
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3MB 01/01/2013
ASX Listing Rule Waivers: December 16-31, 2012
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ASX Listing Rule Waivers: December 1-15, 2012
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ASX Listing Rule Waivers: November 16-30, 2012
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ASX Listing Rule Waivers: November 1-15, 2012
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ASX Listing Rule Waivers: October 16-31, 2012
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