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ASX Listing Rules

Below you will find a list of sections which are available for download in PDF format. PDF documents require Adobe Acrobat Reader.

The sections are available to view only and cannot be printed.

The Rules are available as subscription services by contacting our Authorised Publisher, LexisNexis at customersupport@lexisnexis.com.au or via phone on 1800 772 772. You can also sign up to LexisNexis ASX Alerts service; click here to subscribe for free.

Appendix Description
1A ASX Listing Application and agreement
1B ASX Debt Listing Application
1C ASX Foreign Exempt Listing Application
2A Application for +Quotation of +Securities
3A Timetable
3A.1 Notification of Dividend / Distribution
3A.2 Notification of Interest Payment or Interest Rate Change
3A.3 Notification of Reorganisation of Capital – +Security Consolidation or Split
3A.4 Notification of Reorganisation of Capital – Return of Capital (Cash)
3A.5 Notification of Reorganisation of Capital – Return of Capital by way of In Specie Distribution of +Securities in Another Entity
3A.6 Notification of Call – No Liability Company or Call/Instalment – Entities Except No Liability Companies
3B New issue announcement, application for quotation of additional securities and agreement
3C Announcement of Buy-back (Except Minimum Holding Buy-back)
3D Changes Relating to Buy-back (Except Minimum Holding Buy-back)
3E Daily Share Buy-back Notice (Except Minimum Holding Buy-back and Selective Buy-back)
3F Final Share Buy-back Notice (Except Minimum Holding Buy-back)
3G Notification of Issue, Conversion or Payment up of Equity Securities
3X Initial Director's Interest Notice
3Y Change of Director’s Interest Notice
3Z Final Director’s Interest Notice
4A Statement of CDIs on Issue
4B Half Yearly/Preliminary Final Report - Superseded. Please use Appendix 4D
4C Quarterly Cash Flow Report for Entities Subject to Listing Rule 4.7B
4D Half Year Report Period ending on or after 30 June 2003
4E Preliminary Final Report Period ending on or after 30 June 2003
4F Change of balance date 12 month period ending on or after 30 June 2003
4G Key to Disclosures Corporate Governance Council Principles and Recommendations
5A Australasian Code for Reporting of Exploration Results, Mineral Resources and Ore Reserves
5B Mining Exploration Entity or Oil and Gas Exploration Entity Quarterly Cash Flow Report
6A Timetables
7A Timetables
8A Time Limits
9A Restriction Deed
9B Restrictions on +Securities
9C Restriction notice
15A Provisions required by rule 15.11.1
15B Provisions required by rule 15.11.1
Name Size
1. Applying for Admission - ASX listings 
797KB
2. Stapled Securities
81KB
3. Co-operatives and Mutuals Listing on ASX
499KB
4. Foreign Entities Listing on ASX
603KB
5. CHESS Depository Interests
299KB
6. Trusts
69KB
7. US Entities - Regulation S Offerings on ASX
116KB
8. Continuous Disclosure: Listing Rules 3.1-3.1B
1MB
9. Disclosure of Corporate Governance Practices
622KB
10. Review of Operations and Activities: Listing Rule 4.10.17
160KB
11. Restricted Securities and Voluntary Escrow
699KB
12. Significant Changes to Activities
866KB
13. Spin-outs of Major Assets
305KB
14. ASX Market Announcements Platform
160KB
15. ASX Listing Fees
112KB
15A. Schedule of ASX Listing Fees
315KB
16. Trading Halts
178KB
17. Waivers and In-Principle Advice
244KB
18. Market Codes and Trading Procedures
95KB
19. Performance Securities
547KB
20. ASX Online
275KB
21. The Restrictions on Issuing Equity Securities in Chapter 7 of the Listing Rules
797KB
22. Director Disclosure of Interests and Transactions in Securities - Obligations of Listed Entities
135KB
23. Quarterly Reports
279KB
24. Acquisitions and Disposals of Substantial Assets Involving Persons in a Position of Influence
417KB
25. Issues of Equity Securities to Persons in a Position of Influence
510KB
26. Management Agreements
125KB
27. Trading Policies
362KB
28. Reasonable Fees for Activities Covered by Listing Rule 8.14.1
70KB
29. Applying for Admission – ASX Debt Listings
377KB
30. Notifying an Issue of Securities and Applying for Their Quotation
412KB
31. Reporting on Mining Activities
162KB
32. Reporting on Oil & Gas Activities
126KB
33. Removal of Entities from the ASX Official List
323KB
34. Naming Conventions for Debt and Hybrid Securities
254KB
35. Security Holder Resolutions
462KB
Name Size Upload Date
September 16-30, 2020
Waiver
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1MB 01/08/2006
July 2006
Waivers
1MB 01/07/2006
June 2006
Waivers
1MB 01/06/2006
May 2006
Waivers
1MB 01/05/2006
April 2006
Waivers
1MB 01/04/2006
March 2006
Waivers
1MB 01/03/2006
February 2006
Waivers
1MB 01/02/2006
January 2006
Waivers
429KB 01/01/2006
December 2005
Waivers
1MB 01/12/2005
November 2005
Waivers
1MB 01/11/2005
October 2005
Waivers
1MB 01/10/2005
September 2005
Waivers
2MB 01/09/2005
August 2005
Waivers
1MB 01/08/2005
July 2005
Waivers
1MB 01/07/2005
June 2005
Waivers
1MB 01/06/2005
May 2005
Waivers
918KB 01/05/2005
April 2005
Waivers
2MB 01/04/2005
February 2005
Waivers
479KB 01/03/2005
March 2005
Waivers
1MB 01/03/2005