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Participants compliance

Participants compliance is primarily responsible for monitoring and enforcing compliance with the ASX operating rules

About Participants Compliance 

Participants Compliance is primarily responsible for monitoring and enforcing compliance with the operating rules of the ASX and ASX24 markets and the ASX Clear, ASX Clear (Futures), ASX Settlement and Austraclear facilities. 

Participants Compliance assesses applications for admission as a participant in an ASX market or clearing and settlement facility and ensure that they conform to the requirements of the operating rules of that market or facility.

Participation application kit

Processing your application for a waiver of the ASX operating rules. Each rulebook has further information on how to apply for a waiver of the operating rules.

 

Mail

The General Manager, Participants Compliance
ASX Limited
Exchange Centre
20 Bridge Street
Sydney NSW 2000

Quick links

Participant admission requirements by market and facility

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